Five years ago, “CAT’s out of the bag” and Thesys was selected as the Consolidated Audit Trail (CAT) processor in Jan 2017. Two years ago, FINRA replaced Thesys’ role to continue the CAT project. Some ...
CAT NMS, LLC (CAT NMS) announced that the Financial Industry Regulatory Authority, Inc. (FINRA) has been selected as Plan Processor for the Consolidated Audit Trail (CAT), following a vote by the ...
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